Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 6 Mar 2025)
    • SMF11 Chair of the Audit Committee (since 6 Mar 2025)
    • Director of firm who is not a certification employee or a SMF manager (22 Nov 2022 to 2 Apr 2025)
    • SMF9 Chair of the Governing Body (since 29 Nov 2024)
    • SMF11 Chair of the Audit Committee (since 1 Oct 2024)
    • SMF10 Chair of the Risk Committee (since 1 Oct 2024)
    • Director of firm who is not a certification employee or a SMF manager (30 Nov 2022 to 1 Oct 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 22 Mar 2024)
    • SMF10 Chair of the Risk Committee (since 16 Nov 2023)
    • SMF11 Chair of the Audit Committee (since 16 Nov 2023)
    • Director of firm who is not a certification employee or a SMF manager (21 Apr 2023 to 16 Nov 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 5 May 2023)
    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (12 Nov 2019 to 8 Dec 2019)
  • GALLAGHER SECURITIES UK LIMITED (no longer approved here)

    FRN 182008

    • CF21 Investment Adviser (1 Dec 2001 to 22 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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