Date authorised
1 April 2013
Companies House
03697314
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Howden House, 197-203 Chapel Street
    Manchester
    M3 5EQ
    UNITED KINGDOM
    Phone
    +441618348877
  • Complaints Contact

    2 Des Roches Square
    Witney
    Oxfordshire
    OX28 4LE
    UNITED KINGDOM
    Phone
    +4401993893311

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Kay

    IRN AXK03138

    • SMF3 Executive Director (30 Nov 2022 to 29 Nov 2024)
    • CF1 Director (29 Mar 2019 to 8 Dec 2019)
  • Andrew Tidey

    IRN AXT01371

    • SMF3 Executive Director (9 Dec 2019 to 16 Jun 2022)
    • Responsible for Insurance Mediation (14 Jan 2005 to 28 Jan 2008)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 28 Jan 2008)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Andrew Tidey

    IRN AXT00545

    • [FCA CF] Significant management (11 May 2023 to 26 Nov 2024)
  • Brian James Kilroy

    IRN BJK01063

    • CF1 Director (AR) (22 Jan 2020 to 1 Nov 2024)
  • Daniel Akiva Lopian

    IRN DAL01142

    • SMF3 Executive Director (9 Dec 2019 to 11 May 2023)
    • CF1 Director (AR) (7 Jul 2014 to 1 Jul 2016)
    • CF1 Director (11 Feb 2008 to 8 Dec 2019)
  • Dave Fitton

    IRN DXF14578

    • [FCA CF] Significant management (11 May 2023 to 26 Nov 2024)
    • SMF3 Executive Director (9 Dec 2019 to 16 Jun 2022)
    • CF1 Director (10 Jun 2019 to 8 Dec 2019)
  • David Lennon

    IRN DXL01825

    • [FCA CF] Significant management (11 May 2023 to 26 Nov 2024)
    • SMF3 Executive Director (9 Dec 2019 to 16 Jun 2022)
    • CF1 Director (27 Mar 2019 to 8 Dec 2019)
  • Dean Henson

    IRN DXH00395

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 May 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 11 May 2023)
  • James Baskeyfield

    IRN JXB00719

    • [FCA CF] Significant management (9 Dec 2019 to 11 May 2023)
  • John Child

    IRN JXC00916

    • SMF3 Executive Director (16 Jun 2023 to 1 Apr 2024)
    • [FCA CF] Significant management (5 Jul 2022 to 21 Jun 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.