Date authorised
1 April 2013
Companies House
03697314
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Howden House, 197-203 Chapel Street
    Manchester
    M3 5EQ
    UNITED KINGDOM
    Phone
    +441618348877
  • Complaints Contact

    2 Des Roches Square
    Witney
    Oxfordshire
    OX28 4LE
    UNITED KINGDOM
    Phone
    +4401993893311

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John David King

    IRN JDK01032

    • Director of firm who is not a certification employee or a SMF manager (since 5 May 2023)
  • Jon Tynan

    IRN JXT02117

    • SMF3 Executive Director (9 Dec 2019 to 16 Jun 2022)
    • CF1 Director (28 Sep 2018 to 8 Dec 2019)
  • Jonathan Paul Cumpstey

    IRN JPC01188

    • Director of firm who is not a certification employee or a SMF manager (since 5 May 2023)
  • Martin Rowley

    IRN MXR00326

    • [FCA CF] Significant management (9 Dec 2019 to 11 May 2023)
  • Michael Millar

    IRN MXM00877

    • Director of firm who is not a certification employee or a SMF manager (since 5 May 2023)
  • Mike Prophet

    IRN MXP00370

    • [FCA CF] Significant management (9 Dec 2019 to 11 May 2023)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 11 May 2023)
  • Mitch Cookney

    IRN MXC00511

    • [FCA CF] Significant management (9 Dec 2019 to 11 May 2023)
  • Nicholas Mark Symes

    IRN NMS01106

    • [FCA CF] Significant management (11 May 2023 to 26 Nov 2024)
    • SMF3 Executive Director (9 Dec 2019 to 16 Jun 2022)
    • CF1 Director (29 Mar 2019 to 8 Dec 2019)
  • Nicholas Simpson

    IRN NXS01397

    • CF4 Partner (AR) (14 Jan 2005 to 16 Jun 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 16 Jun 2008)
  • Peter Evans

    IRN PXE01290

    • CF1 Director (AR) (22 May 2017 to 1 Nov 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.