Date authorised
1 April 2013
Companies House
03697314
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Howden House, 197-203 Chapel Street
    Manchester
    M3 5EQ
    UNITED KINGDOM
    Phone
    +441618348877
  • Complaints Contact

    2 Des Roches Square
    Witney
    Oxfordshire
    OX28 4LE
    UNITED KINGDOM
    Phone
    +4401993893311

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Priyan Dhirajlal Shah

    IRN PXS00544

    • CF1 Director (AR) (19 Jul 2022 to 2 Nov 2024)
  • Rachel Margaret Margerson

    IRN RMM01159

    • Responsible for Insurance Distribution (since 15 Jan 2025)
    • SMF3 Executive Director (since 27 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 16 Jun 2022)
    • CF1 Director (AR) (25 Sep 2018 to 16 Jun 2022)
    • CF1 Director (19 Sep 2018 to 8 Dec 2019)
  • Reece Wootten

    IRN RXW00484

    • SMF3 Executive Director (since 16 Jun 2023)
  • Richard Hargreaves

    IRN RXH00358

    • [FCA CF] Significant management (9 Dec 2019 to 11 May 2023)
  • Simon Paul Taylor

    IRN SPT01056

    • SMF1 Chief Executive (9 Dec 2019 to 1 Apr 2024)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2024)
    • CF1 Director (AR) (10 Jul 2014 to 1 Jul 2016)
    • CF3 Chief Executive (22 Aug 2013 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Jan 2008 to 31 Mar 2009)
    • CF1 Director (31 Jan 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (31 Jan 2008 to 30 Sep 2018)
  • Stuart Paul Rootham

    IRN SPR01062

    • SMF1 Chief Executive (1 Apr 2024 to 31 Dec 2024)
    • Responsible for Insurance Distribution (1 Apr 2024 to 31 Dec 2024)
    • SMF9 Chair of the Governing Body (16 Jun 2023 to 2 Apr 2024)
    • SMF3 Executive Director (16 Jun 2023 to 31 Dec 2024)
  • Tom Sproulle

    IRN TXS03655

    • [FCA CF] Significant management (9 Dec 2019 to 11 May 2023)
  • Wendy Newman

    IRN WXN01030

    • CF1 Director (AR) (25 Sep 2018 to 12 Nov 2024)
  • William Barry Tidey

    IRN WBT00002

    • CF1 Director (14 Jan 2005 to 28 Jan 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.