Date authorised
1 April 2013
Companies House
00750484
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Des Roches square
    Witney
    Oxfordshire
    OX28 4LE
    UNITED KINGDOM
    Phone
    +441993893311
  • Complaints Contact

    2 Des Roches Square
    Witney
    Oxfordshire
    OX28 4LE
    UNITED KINGDOM
    Phone
    +441993893311

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Robert Marshall

    IRN AXM00507

    • SMF18 Other Overall Responsibility (14 Mar 2022 to 29 Jan 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 18 May 2022)
  • Alastair Edward Pegg

    IRN AXP65695

    • SMF18 Other Overall Responsibility (4 Aug 2020 to 10 Dec 2021)
  • Alastair James Chapman

    IRN AXC00336

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Alexander James Alexander

    IRN AXA00233

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Alexander James Webb

    IRN AXW00256

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Alison Catherine Meckiffe

    IRN AXM27289

    • SMF7 Group Entity Senior Manager (21 Apr 2020 to 21 Oct 2020)
  • Alison Dawn Atmore

    IRN AXA00232

    • [FCA CF] Significant management (since 1 Nov 2020)
  • Andrew David Oldham

    IRN AXO00074

    • [FCA CF] Significant management (since 1 Mar 2021)
  • Andrew James Galbraith

    IRN AJG01309

    • SMF7 Group Entity Senior Manager (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 27 Jul 2021)
    • SMF2 Chief Finance (9 Dec 2019 to 27 Jul 2021)
    • CF1 Director (13 Jul 2009 to 8 Dec 2019)
    • CF29 Significant management (13 Jul 2009 to 8 Dec 2019)
    • CF28 Systems and controls (13 Jul 2009 to 8 Dec 2019)
  • Andrew Richard Backen

    IRN ARB01209

    • CF2 Non Executive Director (16 Oct 2012 to 22 Apr 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.