Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 8 Aug 2024)
    • [FCA CF] Manager of certification employee (since 8 Aug 2024)
    • [FCA CF] Material risk taker (8 Aug 2024 to 31 Oct 2024)
    • [FCA CF] Client dealing (since 8 Aug 2024)
    • [FCA CF] Manager of certification employee (since 8 Aug 2024)
    • [FCA CF] Material risk taker (8 Aug 2024 to 31 Oct 2024)
  • GALLAGHER SECURITIES UK LIMITED (no longer approved here)

    FRN 182008

    • CF30 Customer (25 Nov 2016 to 31 Dec 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (14 Oct 2005 to 9 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.