Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (6 Aug 2021 to 14 Jul 2023)
- SMF3 Executive Director (9 Dec 2019 to 28 Sep 2021)
- SMF1 Chief Executive (9 Dec 2019 to 6 Mar 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 17 May 2021)
- CF3 Chief Executive (15 Dec 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Dec 2013 to 9 Dec 2019)
- CF11 Money Laundering Reporting (9 Dec 2009 to 21 Nov 2012)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (17 Jan 2007 to 31 Oct 2007)
- CF1 Director (AR) (11 May 2006 to 4 Sep 2008)
- CF8 Apportionment and Oversight (11 May 2006 to 31 Oct 2007)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF21 Investment Adviser (4 Jan 2005 to 31 Oct 2007)
- CF1 Director (4 Jan 2005 to 5 Aug 2014)
- CF25 Adviser on Syndicate Participation at Lloyd's (4 Jan 2005 to 31 Oct 2007)
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- Employed By (11 May 2006 to 8 Dec 2019)
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- CF1 Director (18 Mar 2002 to 17 Nov 2003)
- CF25 Adviser on Syndicate Participation at Lloyd's (18 Mar 2002 to 17 Nov 2003)
- CF21 Investment Adviser (18 Mar 2002 to 17 Nov 2003)
- CF17 Significant Mgt (Other Business Operations) (18 Mar 2002 to 17 Nov 2003)
- CF16 Significant Mgt (Desgntd Investment Business) (18 Mar 2002 to 17 Nov 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2001)
- CF8 Apportionment and Oversight (1 Dec 2001 to 20 Dec 2001)
- CF1 Director (1 Dec 2001 to 20 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.