Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Broadstone Corporate Benefits Limited
FRN 587699
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 22 Apr 2026)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (26 Sep 2019 to 8 Dec 2019)
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- CF30 Customer (4 Mar 2014 to 3 May 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.