David John Pye

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Broadstone Financial Solutions Limited

    FRN 134771

    • [FCA CF] Manager of certification employee (since 3 Nov 2021)
    • [FCA CF] Client dealing (since 3 Nov 2021)
  • Broadstone Corporate Benefits Limited (no longer approved here)

    FRN 587699

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Aug 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Aug 2024)
    • CF30 Customer (29 Jul 2013 to 8 Dec 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 5 Jul 2008)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.