BBT Group Limited

• Principal Place of Business

  B B T Group Ltd

  3

  Mariner Court

  Durkar

  Wakefield

  West Yorkshire

  WF4 3FL

  UNITED KINGDOM

  Phone

  +441924231400

  Web

  https://www.bbtgroup.co.uk

• Complaints Contact

  B B T Group Ltd

  3

  Mariner Court

  Durkar

  Wakefield

  West Yorkshire

  WF4 3FL

  UNITED KINGDOM

  Phone

  +441924231400

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dean Nicholas Freer

  IRN DNF01011

  • [FCA CF] Client dealing (28 Sep 2020 to 2 Jul 2021)
  • [FCA CF] Functions requiring qualifications (28 Sep 2020 to 2 Jul 2021)
• Deborah Elizabeth Smith

  IRN DXW01590

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 12 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 12 Jun 2024)
  • [FCA CF] Manager of certification employee (since 4 Dec 2023)
• Emily Anne Huddart

  IRN EAH01046

  • [FCA CF] Client dealing (20 Jul 2021 to 3 May 2024)
  • [FCA CF] Functions requiring qualifications (20 Jul 2021 to 3 May 2024)
• Gary Robert McKenzie

  IRN GRM01136

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 28 Sep 2020)
  • [FCA CF] Client dealing (since 28 Sep 2020)
• Gerald John Edwin Turner

  IRN GJT01047

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 5 Sep 2024)
  • [FCA CF] Client dealing (since 5 Sep 2024)
• Giles Edward John Fisher Moore

  IRN GEM01075

  • [FCA CF] Client dealing (4 Sep 2023 to 21 Jul 2025)
  • [FCA CF] Functions requiring qualifications (4 Sep 2023 to 21 Jul 2025)
• Gordon Gerald Townend

  IRN GGT00008

  • CF4 Partner (AR) (since 25 Jul 2024)
  • Responsible for Insurance Distribution (since 28 Sep 2020)
  • SMF16 Compliance Oversight (since 28 Sep 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Sep 2020)
  • SMF3 Executive Director (since 28 Sep 2020)
• Jack Hewitson

  IRN JXH06463

  • [FCA CF] Functions requiring qualifications (8 Mar 2021 to 9 Sep 2022)
  • [FCA CF] Client dealing (8 Mar 2021 to 9 Sep 2022)
• Jamie Paul Windle

  IRN JPW01176

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 28 Sep 2020)
  • [FCA CF] Functions requiring qualifications (since 28 Sep 2020)
  • [FCA CF] Manager of certification employee (since 28 Sep 2020)
• Jason Feather

  IRN JXF00523

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 22 Jan 2026)
  • [FCA CF] Client dealing (since 22 Jan 2026)

• BBT CONSULTING LLP

  FRN 1010968 · Appointed 25 Jul 2024

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