Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KW Wealth Planning Limited
FRN 114694
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 11 Jun 2024)
- [FCA CF] Functions requiring qualifications (since 11 Jun 2024)
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- [FCA CF] Client dealing (20 Jul 2021 to 3 May 2024)
- [FCA CF] Functions requiring qualifications (20 Jul 2021 to 3 May 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2020)
- CF30 Customer (1 Aug 2016 to 8 Dec 2019)
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- CF30 Customer (2 Jun 2014 to 31 Jul 2016)
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- CF30 Customer (1 Nov 2007 to 26 Sep 2013)
- CF22 Investment Adviser (Trainee) (16 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.