Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 11 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 11 Jun 2024)
  • BBT Group Limited (no longer approved here)

    FRN 922221

    • [FCA CF] Client dealing (20 Jul 2021 to 3 May 2024)
    • [FCA CF] Functions requiring qualifications (20 Jul 2021 to 3 May 2024)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2020)
    • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (2 Jun 2014 to 31 Jul 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 26 Sep 2013)
    • CF22 Investment Adviser (Trainee) (16 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.