BBT Group Limited

• Principal Place of Business

  B B T Group Ltd

  3

  Mariner Court

  Durkar

  Wakefield

  West Yorkshire

  WF4 3FL

  UNITED KINGDOM

  Phone

  +441924231400

  Web

  https://www.bbtgroup.co.uk

• Complaints Contact

  B B T Group Ltd

  3

  Mariner Court

  Durkar

  Wakefield

  West Yorkshire

  WF4 3FL

  UNITED KINGDOM

  Phone

  +441924231400

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Akbar Valli Patel

  IRN AWP01060

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 22 Sep 2021)
  • [FCA CF] Functions requiring qualifications (since 22 Sep 2021)
• Alexander George Smith

  IRN AXS13315

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 28 Sep 2020)
  • [FCA CF] Functions requiring qualifications (since 28 Sep 2020)
• Alexander John Pickles

  IRN AXP02954

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 28 Sep 2020)
  • [FCA CF] Functions requiring qualifications (since 28 Sep 2020)
• Andrew Paul Bissell

  IRN APB01233

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 28 Sep 2020)
  • [FCA CF] Functions requiring qualifications (since 28 Sep 2020)
• Ashley Ryan Gibbs

  IRN AXG00853

  • [FCA CF] Functions requiring qualifications (2 Jan 2024 to 23 Dec 2025)
  • [FCA CF] Client dealing (2 Jan 2024 to 23 Dec 2025)
• Carl Tiimo Reitel

  IRN CTR01017

  • [FCA CF] Functions requiring qualifications (28 Sep 2020 to 9 Feb 2026)
  • [FCA CF] Client dealing (28 Sep 2020 to 9 Feb 2026)
• Christopher Taylor

  IRN CJT01091

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 28 Sep 2020)
  • [FCA CF] Functions requiring qualifications (since 28 Sep 2020)
• David Adrian Jones

  IRN DXJ00045

  • [FCA CF] Client dealing (20 Nov 2023 to 9 Aug 2024)
  • [FCA CF] Functions requiring qualifications (20 Nov 2023 to 9 Aug 2024)
• David Cabrera

  IRN DPC01073

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 28 Sep 2020)
  • [FCA CF] Functions requiring qualifications (since 28 Sep 2020)
• David Deycon

  IRN DXD00183

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 10 Dec 2024)
  • [FCA CF] Client dealing (since 10 Dec 2024)

• BBT CONSULTING LLP

  FRN 1010968 · Appointed 25 Jul 2024

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