Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2024)
    • [FCA CF] Client dealing (since 10 Dec 2024)
  • GMT Financial Solutions Limited (no longer approved here)

    FRN 457963

    • [FCA CF] Client dealing (1 Mar 2022 to 9 Dec 2024)
    • [FCA CF] Manager of certification employee (16 Apr 2021 to 24 Jun 2021)
    • [FCA CF] Functions requiring qualifications (16 Apr 2021 to 9 Dec 2024)
    • [FCA CF] Significant management (16 Apr 2021 to 24 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

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