GMT Financial Solutions Limited

• Principal Place of Business

  The Stable Barn

  Upton End Farm Business Park

  Meppershall Road

  Shillington

  Hitchin

  Bedfordshire

  SG5 3PF

  UNITED KINGDOM

  Phone

  +4401707662228

  Web

  https://gmtfs.co.uk

• Complaints Contact

  Stable Barn

  Upton End Farm Business Park

  Meppershall Road

  Shillington

  Hitchin

  Central Bedfordshire

  SG5 3PF

  UNITED KINGDOM

  Phone

  +4401707662228

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme

  Show 1 limitation Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Partington

  IRN CMP00005

  • SMF1 Chief Executive (since 20 May 2020)
  • SMF16 Compliance Oversight (since 20 May 2020)
  • Responsible for Insurance Distribution (since 20 May 2020)
  • SMF3 Executive Director (since 20 May 2020)
  • [FCA CF] Significant management (since 6 Apr 2020)
  • [FCA CF] Manager of certification employee (6 Apr 2020 to 24 Jun 2021)
• David Deycon

  IRN DXD00183

  • [FCA CF] Client dealing (1 Mar 2022 to 9 Dec 2024)
  • [FCA CF] Functions requiring qualifications (16 Apr 2021 to 9 Dec 2024)
  • [FCA CF] Significant management (16 Apr 2021 to 24 Jun 2021)
  • [FCA CF] Manager of certification employee (16 Apr 2021 to 24 Jun 2021)
• David Griffiths

  IRN DLG00006

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 May 2020)
  • [FCA CF] Significant management (since 6 Apr 2020)
  • [FCA CF] Client dealing (13 Dec 2021 to 19 Dec 2025)
  • [FCA CF] Functions requiring qualifications (13 Dec 2021 to 19 Dec 2025)
  • [FCA CF] Manager of certification employee (6 Apr 2020 to 24 Jun 2021)
• David N G Deycon

  IRN DND01028

  • [FCA CF] Client dealing (1 Dec 2021 to 21 Sep 2023)
  • [FCA CF] Functions requiring qualifications (1 Dec 2021 to 21 Sep 2023)
• Derek Peter Trimmer

  IRN DPT00010

  • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
  • CF11 Money Laundering Reporting (1 Dec 2006 to 21 Dec 2012)
  • CF10 Compliance Oversight (1 Dec 2006 to 21 Dec 2012)
  • CF1 Director (1 Dec 2006 to 21 Dec 2012)
  • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
• Glenn Lloyd

  IRN GXL00047

  • SMF16 Compliance Oversight (9 Dec 2019 to 24 Jul 2020)
  • SMF3 Executive Director (9 Dec 2019 to 24 Jul 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 24 Jul 2020)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 24 Jul 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Dec 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2006 to 8 Oct 2019)
  • CF8 Apportionment and Oversight (1 Dec 2006 to 31 Mar 2009)
  • Responsible for Insurance Mediation (1 Dec 2006 to 30 Sep 2018)
• James Patrick McElroy

  IRN JPM00052

  • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
  • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
• Jonathan Nicolas Bolger

  IRN JNB00026

  • CF21 Investment Adviser (1 Dec 2006 to 9 May 2007)
• Mark Clifford Read

  IRN MCR00014

  • SMF3 Executive Director (9 Dec 2019 to 24 Jul 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Dec 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
• Matthew James Cartwright

  IRN MXC90950

  • [FCA CF] Client dealing (24 Mar 2025 to 23 Dec 2025)
  • [FCA CF] Functions requiring qualifications (24 Mar 2025 to 23 Dec 2025)

No changes recorded yet.