Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GMT Financial Solutions Limited (no longer approved here)

    FRN 457963

    • SMF3 Executive Director (9 Dec 2019 to 24 Jul 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 24 Jul 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 24 Jul 2020)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 24 Jul 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2006 to 8 Oct 2019)
    • CF10 Compliance Oversight (1 Dec 2006 to 8 Dec 2019)
    • CF1 Director (1 Dec 2006 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Dec 2006 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (1 Dec 2006 to 31 Mar 2009)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (6 Mar 2006 to 30 Nov 2006)
    • CF21 Investment Adviser (6 Mar 2006 to 30 Nov 2006)
  • G.M.T Financial Solutions Limited (no longer approved here)

    FRN 225371

    • Employed By (12 Jun 2003 to 30 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.