Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 24 Jul 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 24 Jul 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 24 Jul 2020)
- Responsibility for MCD Intermediation (21 Mar 2016 to 24 Jul 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
- CF3 Chief Executive (1 Dec 2006 to 8 Oct 2019)
- CF10 Compliance Oversight (1 Dec 2006 to 8 Dec 2019)
- CF1 Director (1 Dec 2006 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Dec 2006 to 30 Sep 2018)
- CF8 Apportionment and Oversight (1 Dec 2006 to 31 Mar 2009)
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- CF1 Director (AR) (6 Mar 2006 to 30 Nov 2006)
- CF21 Investment Adviser (6 Mar 2006 to 30 Nov 2006)
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- Employed By (12 Jun 2003 to 30 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.