Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GMT Financial Solutions Limited (no longer approved here)

    FRN 457963

    • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
    • CF10 Compliance Oversight (1 Dec 2006 to 21 Dec 2012)
    • CF1 Director (1 Dec 2006 to 21 Dec 2012)
    • CF11 Money Laundering Reporting (1 Dec 2006 to 21 Dec 2012)
    • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (6 Mar 2006 to 30 Nov 2006)
    • CF1 Director (AR) (6 Mar 2006 to 30 Nov 2006)
  • G.M.T Financial Solutions Limited (no longer approved here)

    FRN 225371

    • Employed By (12 Jun 2003 to 30 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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