Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 7 Apr 2026)
- [FCA CF] Client dealing (since 7 Apr 2026)
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GMT Financial Solutions Limited
FRN 457963
- SMF1 Chief Executive (since 20 May 2020)
- Responsible for Insurance Distribution (since 20 May 2020)
- SMF16 Compliance Oversight (since 20 May 2020)
- SMF3 Executive Director (since 20 May 2020)
- [FCA CF] Significant management (since 6 Apr 2020)
- [FCA CF] Manager of certification employee (6 Apr 2020 to 24 Jun 2021)
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St. James's Place Wealth Management Plc
FRN 195351
- CF30 Customer (since 1 Nov 2007)
- CF4 Partner (AR) (since 6 Jun 2006)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Apr 2026)
- CF1 Director (AR) (12 May 2006 to 7 Jul 2006)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- (32)Employed By (30 Nov 2005 to 15 Apr 2026)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.