GMT Financial Solutions Limited

• Principal Place of Business

  The Stable Barn

  Upton End Farm Business Park

  Meppershall Road

  Shillington

  Hitchin

  Bedfordshire

  SG5 3PF

  UNITED KINGDOM

  Phone

  +4401707662228

  Web

  https://gmtfs.co.uk

• Complaints Contact

  Stable Barn

  Upton End Farm Business Park

  Meppershall Road

  Shillington

  Hitchin

  Central Bedfordshire

  SG5 3PF

  UNITED KINGDOM

  Phone

  +4401707662228

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Benjamin Greenaway

  IRN NBG01002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 1 Apr 2023)
  • [FCA CF] Manager of certification employee (since 24 Jun 2021)
  • [FCA CF] Significant management (since 6 Apr 2020)
  • [FCA CF] Functions requiring qualifications (since 6 Apr 2020)
• Paul William Taylor

  IRN PWT00016

  • SMF16 Compliance Oversight (9 Dec 2019 to 24 Jul 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Jul 2020)
  • SMF3 Executive Director (9 Dec 2019 to 24 Jul 2020)
  • CF10 Compliance Oversight (21 Feb 2013 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Dec 2006 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Dec 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
• Richard Alexander Rimmer

  IRN RAR00017

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 18 Dec 2024)
  • [FCA CF] Client dealing (since 18 Dec 2024)
  • [FCA CF] Manager of certification employee (since 18 Dec 2024)
  • [FCA CF] Functions requiring qualifications (1 Jun 2022 to 14 Nov 2022)
  • [FCA CF] Significant management (1 Jun 2022 to 14 Nov 2022)
• Richard John White

  IRN RJW00020

  • CF30 Customer (1 Nov 2007 to 4 Apr 2008)
  • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
• Stephen John Barnes

  IRN SJB00042

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)

No changes recorded yet.