Richard Alexander Rimmer

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GMT Financial Solutions Limited

    FRN 457963

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Dec 2024)
    • [FCA CF] Client dealing (since 18 Dec 2024)
    • [FCA CF] Manager of certification employee (since 18 Dec 2024)
    • [FCA CF] Functions requiring qualifications (1 Jun 2022 to 14 Nov 2022)
    • [FCA CF] Significant management (1 Jun 2022 to 14 Nov 2022)
  • Bespoke International Ltd

    FRN 314872

    • SMF16 Compliance Oversight (since 10 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Mar 2020)
    • SMF3 Executive Director (9 Dec 2019 to 13 Apr 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 13 Apr 2026)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (27 Apr 2020 to 28 Feb 2022)
    • CF30 Customer (17 Apr 2020 to 28 Feb 2022)
    • CF22 Investment Adviser (Trainee) (28 Sep 2005 to 28 Jun 2007)
    • CF21 Investment Adviser (21 Oct 2002 to 20 Dec 2004)
  • Specialist Trust Solutions LLP (no longer approved here)

    FRN 401684

    • (26)Employed By (17 Apr 2020 to 28 Feb 2022)
  • ROBERT GERRARD & WESTBROOK LIMITED (no longer approved here)

    FRN 188640

    • CF30 Customer (10 Sep 2014 to 31 Aug 2018)
  • Insight Financial Associates Limited (no longer approved here)

    FRN 458421

    • CF30 Customer (24 Sep 2012 to 31 Aug 2018)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (21 Oct 2002 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (21 Oct 2002 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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