Nicholas Benjamin Greenaway

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GMT Financial Solutions Limited

    FRN 457963

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 1 Apr 2023)
    • [FCA CF] Manager of certification employee (since 24 Jun 2021)
    • [FCA CF] Significant management (since 6 Apr 2020)
    • [FCA CF] Functions requiring qualifications (since 6 Apr 2020)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF30 Customer (1 Nov 2007 to 27 May 2014)
    • CF21 Investment Adviser (6 Apr 2006 to 31 Oct 2007)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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