Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Aug 2025)
    • [FCA CF] Client dealing (since 7 Aug 2025)
  • GMT Financial Solutions Limited (no longer approved here)

    FRN 457963

    • [FCA CF] Client dealing (24 Mar 2025 to 23 Dec 2025)
    • [FCA CF] Functions requiring qualifications (24 Mar 2025 to 23 Dec 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (26 Sep 2022 to 7 Mar 2025)
    • CF30 Customer (13 Sep 2022 to 7 Mar 2025)
  • Clear Financial Services (UK) Ltd (no longer approved here)

    FRN 527437

    • Employed By (13 Sep 2022 to 7 Mar 2025)
  • EMET FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 773427

    • [FCA CF] Client dealing (3 Aug 2020 to 7 Jul 2022)
    • [FCA CF] Functions requiring qualifications (3 Aug 2020 to 7 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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