Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BBT Group Limited
FRN 922221
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 28 Sep 2020)
- [FCA CF] Client dealing (since 28 Sep 2020)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Sep 2020)
- CF30 Customer (1 Nov 2007 to 28 Sep 2020)
- CF21 Investment Adviser (12 Apr 2005 to 31 Oct 2007)
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- Employed By (5 Jul 2006 to 28 Sep 2020)
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- Employed By (12 Apr 2005 to 28 Sep 2020)
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- Employed By (11 Nov 2002 to 28 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.