Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF4 Partner (AR) (since 25 Jul 2024)
    • Responsible for Insurance Distribution (since 28 Sep 2020)
    • SMF16 Compliance Oversight (since 28 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Sep 2020)
    • SMF3 Executive Director (since 28 Sep 2020)
    • Employed By (since 25 Jul 2024)
    • SMF3 Executive Director (since 4 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 May 2022)
    • SMF16 Compliance Oversight (since 4 May 2022)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 17 Dec 2009)
    • CF1 Director (AR) (1 Jul 2006 to 28 Sep 2020)
    • CF21 Investment Adviser (27 May 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
  • BBT Group Ltd (no longer approved here)

    FRN 189722

    • Employed By (13 Jun 2006 to 28 Sep 2020)
  • Bebbington Brumby Financial Management Limited (no longer approved here)

    FRN 192564

    • Employed By (4 Sep 2001 to 28 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

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