BBT Wealth Management Limited

Date authorised
4 May 2022
Companies House
13268769
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3
    Mariner Court
    Durkar
    Wakefield
    WF4 3FL
    UNITED KINGDOM
    Phone
    +4401924231400
    Web
    https://www.bbtwealthmanagement.co.uk

  • Complaints Contact

    3
    Mariner Court
    Durkar
    Wakefield
    WF4 3FL
    UNITED KINGDOM
    Phone
    +4401924231400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gordon Gerald Townend

    IRN GGT00008

    • SMF16 Compliance Oversight (since 4 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 May 2022)
    • SMF3 Executive Director (since 4 May 2022)
  • Timothy Charles Brumby

    IRN TCB00008

    • SMF3 Executive Director (since 4 May 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.