Timothy Charles Brumby

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BBT Group Limited

    FRN 922221

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF4 Partner (AR) (since 25 Jul 2024)
    • [FCA CF] Client dealing (since 28 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 28 Sep 2020)
    • SMF3 Executive Director (since 28 Sep 2020)
  • BBT CONSULTING LLP

    FRN 1010968

    • Employed By (since 25 Jul 2024)
  • BBT Wealth Management Limited

    FRN 950542

    • SMF3 Executive Director (since 4 May 2022)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 28 Sep 2020)
    • CF21 Investment Adviser (1 Aug 2004 to 31 Oct 2007)
    • CF1 Director (AR) (1 Dec 2001 to 28 Sep 2020)
  • BBT Group Ltd (no longer approved here)

    FRN 189722

    • Employed By (1 Dec 2001 to 28 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

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