Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 12 Dec 2024)
    • [FCA CF] Client dealing (since 7 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 7 Sep 2022)
  • BBT Group Limited (no longer approved here)

    FRN 922221

    • [FCA CF] Client dealing (8 Mar 2021 to 9 Sep 2022)
    • [FCA CF] Functions requiring qualifications (8 Mar 2021 to 9 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

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