Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BBT Group Limited (no longer approved here)

    FRN 922221

    • [FCA CF] Client dealing (4 Sep 2023 to 21 Jul 2025)
    • [FCA CF] Functions requiring qualifications (4 Sep 2023 to 21 Jul 2025)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Client dealing (14 Dec 2022 to 31 Aug 2023)
    • [FCA CF] Functions requiring qualifications (14 Dec 2022 to 31 Aug 2023)
  • Westerby Investment Management Limited (no longer approved here)

    FRN 125286

    • [FCA CF] Client dealing (22 Mar 2021 to 26 Oct 2022)
    • [FCA CF] Functions requiring qualifications (22 Mar 2021 to 26 Oct 2022)
    • CF30 Customer (20 Sep 2019 to 8 Dec 2019)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (30 May 2019 to 7 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.