Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 22 Jan 2026)
    • [FCA CF] Client dealing (since 22 Jan 2026)
  • LWM10 LTD (no longer approved here)

    FRN 458204

    • [FCA CF] Client dealing (1 Aug 2024 to 10 Jan 2026)
    • [FCA CF] Functions requiring qualifications (1 Aug 2024 to 10 Jan 2026)
  • J. ILLINGWORTH AND COMPANY LIMITED (no longer approved here)

    FRN 207560

    • [FCA CF] Functions requiring qualifications (22 Jun 2023 to 31 Jul 2024)
    • [FCA CF] Client dealing (22 Jun 2023 to 17 Jan 2025)

Recent activity

Updates to this individual's record on the FCA register.

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