Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 13 Feb 2025)
    • [FCA CF] Client dealing (since 13 Feb 2025)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Client dealing (18 Apr 2023 to 29 Jan 2025)
    • [FCA CF] Functions requiring qualifications (18 Apr 2023 to 29 Jan 2025)
  • BBT Group Limited (no longer approved here)

    FRN 922221

    • [FCA CF] Functions requiring qualifications (28 Sep 2020 to 2 Jul 2021)
    • [FCA CF] Client dealing (28 Sep 2020 to 2 Jul 2021)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Sep 2020)
    • CF30 Customer (15 May 2017 to 28 Sep 2020)
  • BBT Group Ltd (no longer approved here)

    FRN 189722

    • Employed By (15 May 2017 to 28 Sep 2020)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • CF30 Customer (20 Feb 2014 to 28 Apr 2015)
  • Teachers Financial Planning Limited (no longer approved here)

    FRN 552276

    • Employed By (20 Feb 2014 to 28 Apr 2015)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • CF30 Customer (4 Apr 2012 to 28 Dec 2012)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF22 Investment Adviser (Trainee) (7 Feb 2006 to 9 Feb 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF22 Investment Adviser (Trainee) (7 Feb 2006 to 9 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

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