Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 13 Feb 2025)
- [FCA CF] Client dealing (since 13 Feb 2025)
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- [FCA CF] Client dealing (18 Apr 2023 to 29 Jan 2025)
- [FCA CF] Functions requiring qualifications (18 Apr 2023 to 29 Jan 2025)
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- [FCA CF] Functions requiring qualifications (28 Sep 2020 to 2 Jul 2021)
- [FCA CF] Client dealing (28 Sep 2020 to 2 Jul 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Sep 2020)
- CF30 Customer (15 May 2017 to 28 Sep 2020)
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- Employed By (15 May 2017 to 28 Sep 2020)
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- CF30 Customer (20 Feb 2014 to 28 Apr 2015)
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- Employed By (20 Feb 2014 to 28 Apr 2015)
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- CF30 Customer (4 Apr 2012 to 28 Dec 2012)
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- CF22 Investment Adviser (Trainee) (7 Feb 2006 to 9 Feb 2007)
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- CF22 Investment Adviser (Trainee) (7 Feb 2006 to 9 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.