BBT Group Limited

• Principal Place of Business

  B B T Group Ltd

  3

  Mariner Court

  Durkar

  Wakefield

  West Yorkshire

  WF4 3FL

  UNITED KINGDOM

  Phone

  +441924231400

  Web

  https://www.bbtgroup.co.uk

• Complaints Contact

  B B T Group Ltd

  3

  Mariner Court

  Durkar

  Wakefield

  West Yorkshire

  WF4 3FL

  UNITED KINGDOM

  Phone

  +441924231400

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Matthew Warhurst

  IRN JXW00384

  • [FCA CF] Client dealing (1 Feb 2021 to 3 May 2023)
  • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 3 May 2023)
• Katherine McAuliffe

  IRN KXM02361

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 5 Dec 2023)
  • [FCA CF] Functions requiring qualifications (since 5 Dec 2023)
• Max Mackenzie-Cooper

  IRN MXM01211

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Mar 2026)
  • [FCA CF] Client dealing (since 9 Mar 2026)
• Richard Pearson-wood

  IRN RMP01100

  • [FCA CF] Functions requiring qualifications (28 Sep 2020 to 21 Dec 2024)
  • [FCA CF] Client dealing (28 Sep 2020 to 21 Dec 2024)
• Robert Alexander Ritchie

  IRN RAR00015

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 28 Sep 2020)
  • [FCA CF] Functions requiring qualifications (since 28 Sep 2020)
• Robert Colebrook

  IRN RXC01655

  • [FCA CF] Functions requiring qualifications (28 Sep 2020 to 31 Dec 2023)
  • [FCA CF] Client dealing (28 Sep 2020 to 31 Dec 2023)
• Robert Michael Wells

  IRN RXW00317

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 22 Apr 2022)
  • [FCA CF] Functions requiring qualifications (since 22 Apr 2022)
• Salman Hadhir Khan

  IRN SXK00264

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 22 Mar 2021)
  • [FCA CF] Client dealing (since 22 Mar 2021)
• Simon Charles Hartley

  IRN SXH18181

  • [FCA CF] Functions requiring qualifications (28 Sep 2020 to 31 Dec 2021)
  • [FCA CF] Client dealing (28 Sep 2020 to 31 Dec 2021)
• Steven Woodhead

  IRN SGW00017

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 28 Sep 2020)
  • [FCA CF] Client dealing (since 28 Sep 2020)
  • [FCA CF] Manager of certification employee (since 28 Sep 2020)

• BBT CONSULTING LLP

  FRN 1010968 · Appointed 25 Jul 2024

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