Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Ian Fullerton

    IRN MIF00004

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Mark James Knight Cooper

    IRN MJC00058

    • CF4 Partner (AR) (15 Aug 2003 to 12 Aug 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 4 Sep 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2007)
  • Mark James McCann

    IRN MJM00039

    • CF22 Investment Adviser (Trainee) (7 Sep 2004 to 31 Dec 2004)
  • Mark James Rixon

    IRN MXR00780

    • [FCA CF] Manager of certification employee (15 Jan 2024 to 30 Apr 2025)
    • [FCA CF] Significant management (29 Aug 2023 to 30 Apr 2025)
  • Mark Jameson Liggett

    IRN MJL00024

    • CF30 Customer (3 Jun 2008 to 31 Dec 2008)
  • Mark Kearnan

    IRN MXK00085

    • CF21 Investment Adviser (25 Feb 2003 to 7 Apr 2003)
    • CF22 Investment Adviser (Trainee) (16 Sep 2002 to 25 Feb 2003)
  • Mark Knowles

    IRN MXK00034

    • CF22 Investment Adviser (Trainee) (9 Aug 2004 to 31 Dec 2004)
  • Mark Knowlton

    IRN MXK01453

    • CF1 Director (29 Apr 2004 to 31 Oct 2007)
  • Mark Manning

    IRN MXM00073

    • CF21 Investment Adviser (17 Apr 2002 to 7 May 2003)
  • Mark Munday

    IRN MXM00227

    • CF21 Investment Adviser (29 Oct 2004 to 21 Aug 2007)
    • CF22 Investment Adviser (Trainee) (1 Jun 2004 to 29 Oct 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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