Mark Knowlton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AFH Independent Financial Services Limited (no longer approved here)
FRN 216704
- SMF24 Chief Operations (13 Jan 2023 to 25 May 2023)
Openwork Limited (no longer approved here)
FRN 408285
- SMF24 Chief Operations (9 Dec 2019 to 1 Oct 2021)
- SMF3 Executive Director (9 Dec 2019 to 4 Feb 2021)
- CF1 Director (21 Aug 2019 to 8 Dec 2019)
Phoenix Wealth Services Limited (no longer approved here)
FRN 465753
- CF1 Director (11 Jun 2007 to 31 Oct 2007)
Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF1 Director (29 Apr 2004 to 31 Oct 2007)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF1 Director (29 Apr 2004 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.