Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 25 Sep 2023)
    • [FCA CF] Client dealing (since 25 Sep 2023)
    • CF30 Customer (since 4 May 2023)
    • CF1 Director (AR) (since 4 May 2023)
    • (1)Employed By (since 2 Nov 2011)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Sep 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Sep 2023)
    • CF1 Director (AR) (13 Apr 2017 to 21 Sep 2023)
    • CF30 Customer (13 Apr 2017 to 21 Sep 2023)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (17 Apr 2002 to 7 May 2003)
  • Crest Asset Management (no longer approved here)

    FRN 158260

    • Employed By (17 Apr 2002 to 7 May 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (17 Apr 2002 to 7 May 2003)
  • Staffordshire Financial Services Ltd (no longer approved here)

    FRN 210725

    • Employed By (1 Dec 2001 to 7 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.