Mark Knowles

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mayfair International Private Wealth Management Ltd (no longer approved here)
FRN 825023
- [FCA CF] Functions requiring qualifications (7 Dec 2020 to 3 Sep 2021)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF30 Customer (5 Dec 2011 to 4 Nov 2018)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (3 Nov 2011 to 5 Dec 2011)
Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF22 Investment Adviser (Trainee) (9 Aug 2004 to 31 Dec 2004)
- CF21 Investment Adviser (1 Dec 2001 to 3 May 2002)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF22 Investment Adviser (Trainee) (9 Aug 2004 to 31 Dec 2004)
Staffordshire Financial Services Ltd (no longer approved here)
FRN 210725
- Employed By (9 Aug 2004 to 31 Dec 2004)
Birmingham Midshires Financial Services Limited (no longer approved here)
FRN 169484
- Employed By (3 Aug 1999 to 9 May 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.