Mayfair International Private Wealth Management Ltd

• Principal Place of Business

  E5 Grange Court

  Pinsley Road

  Leominster

  Herefordshire

  HR6 8NL

  UNITED KINGDOM

  Phone

  +442071836440

  Web

  https://www.mayfairprivatewealth.co.uk

• Complaints Contact

  E5 Grange Court

  Pinsley Road

  Leominster

  Herefordshire

  HR6 8NL

  UNITED KINGDOM

  Phone

  +442071836440

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ajmal Nawaz

  IRN AXN00087

  • [FCA CF] Functions requiring qualifications (9 Feb 2021 to 3 Sep 2021)
• Daniel Philip Thomas

  IRN DPT00020

  • [FCA CF] Functions requiring qualifications (6 Jan 2020 to 19 Apr 2021)
  • [FCA CF] Client dealing (6 Jan 2020 to 19 Apr 2021)
• Gaenor Jane Magee

  IRN GXM00201

  • SMF3 Executive Director (since 9 Jun 2020)
• Garry Burden

  IRN GXB00047

  • [FCA CF] Client dealing (1 Jan 2021 to 23 Jul 2024)
  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 23 Jul 2024)
• Hannah Eve Edwards

  IRN HEB01032

  • CF1 Director (AR) (29 Jun 2020 to 9 Dec 2020)
  • CF30 Customer (29 Jun 2020 to 9 Dec 2020)
• Kevin Rodgers

  IRN KXR01650

  • [FCA CF] Functions requiring qualifications (20 Feb 2021 to 28 May 2021)
• Linda Marie Poulter

  IRN LMP00012

  • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 13 Aug 2021)
  • [FCA CF] Client dealing (7 Dec 2020 to 13 Aug 2021)
  • CF30 Customer (24 May 2019 to 8 Dec 2019)
• Mark Knowles

  IRN MXK00034

  • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 3 Sep 2021)
• Robert Anthony Magee

  IRN RAM00046

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 19 Dec 2020)
  • [FCA CF] Client dealing (since 19 Dec 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 20 May 2019)
  • CF11 Money Laundering Reporting (24 May 2019 to 8 Dec 2019)
  • CF30 Customer (24 May 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (24 May 2019 to 8 Dec 2019)
  • CF1 Director (24 May 2019 to 8 Dec 2019)
• William Neville Gilasbey

  IRN WNG00001

  • [FCA CF] Functions requiring qualifications (20 Feb 2021 to 28 May 2021)

• Eva Capital Management Ltd (no longer appointed)

  FRN 927896 · Appointed 15 Jun 2020 · Until 10 Dec 2020

No changes recorded yet.