Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (6 Jan 2020 to 19 Apr 2021)
- [FCA CF] Client dealing (6 Jan 2020 to 19 Apr 2021)
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- Employed By (18 Jul 2019 to 20 Sep 2019)
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- CF1 Director (AR) (29 Aug 2012 to 20 Sep 2019)
- CF30 Customer (16 Aug 2012 to 20 Sep 2019)
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- CF1 Director (AR) (29 Aug 2012 to 20 Sep 2019)
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- CF21 Investment Adviser (8 Feb 2002 to 28 Jul 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Feb 2002)
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- CF21 Investment Adviser (8 Feb 2002 to 30 Aug 2002)
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- Employed By (1 Dec 2001 to 28 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.