Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 31 Jul 2025)
    • [FCA CF] Client dealing (since 31 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (25 Mar 2025 to 31 Jul 2025)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF4 Partner (AR) (15 Aug 2003 to 31 Oct 2004)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 4 Sep 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF4 Partner (AR) (15 Aug 2003 to 12 Aug 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 4 Sep 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2007)
  • Moneywise Financial Management (no longer approved here)

    FRN 214492

    • Employed By (15 Aug 2003 to 25 Jun 2025)
  • Crest Asset Management (no longer approved here)

    FRN 158260

    • Employed By (5 Apr 2002 to 26 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.