Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FINLI (FA92) LIMITED
FRN 195522
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- [FCA CF] Functions requiring qualifications (since 31 Jul 2025)
- [FCA CF] Client dealing (since 31 Jul 2025)
- Appointed representative dealing with clients for which they require qualification (25 Mar 2025 to 31 Jul 2025)
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- CF4 Partner (AR) (15 Aug 2003 to 31 Oct 2004)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 4 Sep 2003)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
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- CF4 Partner (AR) (15 Aug 2003 to 12 Aug 2007)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 4 Sep 2003)
- CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2007)
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- Employed By (15 Aug 2003 to 25 Jun 2025)
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- Employed By (5 Apr 2002 to 26 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.