Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jan 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jan 2021)
    • CF30 Customer (20 Nov 2012 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 12 May 2011)
    • CF21 Investment Adviser (30 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Oct 2005 to 30 Jan 2006)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (18 Jun 2004 to 4 Feb 2006)
    • CF22 Investment Adviser (Trainee) (18 Nov 2003 to 18 Jun 2004)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (25 Feb 2003 to 7 Apr 2003)
    • CF22 Investment Adviser (Trainee) (16 Sep 2002 to 25 Feb 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (25 Feb 2003 to 7 Apr 2003)
    • CF22 Investment Adviser (Trainee) (16 Sep 2002 to 25 Feb 2003)
  • Independent Insurance Information Ltd (no longer approved here)

    FRN 158283

    • Employed By (16 Sep 2002 to 30 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.