Mark Jameson Liggett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (24 Apr 2009 to 28 Feb 2012)
Birmingham Midshires Financial Services Limited (no longer approved here)
FRN 169484
- Employed By (3 Jun 2008 to 31 Dec 2008)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF30 Customer (3 Jun 2008 to 31 Dec 2008)
RLUM Limited (no longer approved here)
FRN 144032
- CF30 Customer (16 Nov 2007 to 1 May 2008)
ASHTON MORTGAGE & FINANCIAL SOLUTIONS LIMITED (no longer approved here)
FRN 402969
- CF21 Investment Adviser (1 Oct 2004 to 7 Sep 2007)
NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)
FRN 117664
- CF21 Investment Adviser (25 Nov 2002 to 24 Jan 2003)
N.F.U. Mutual Unit Managers Limited (no longer approved here)
FRN 121922
- CF21 Investment Adviser (25 Nov 2002 to 24 Jan 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.