ASHTON MORTGAGE & FINANCIAL SOLUTIONS LIMITED

• Principal Place of Business

  13a Gerard Street

  Ashton-in-Makerfield

  Wigan

  Lancashire

  WN4 9AG

  UNITED KINGDOM

  Phone

  +4401942276224

  Web

  https://www.amfsltd.co.uk

• Complaints Contact

  13a Gerard Street

  Ashton-in-Makerfield

  Wigan

  Lancashire

  WN4 9AG

  UNITED KINGDOM

  Phone

  +4401942276224

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

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  • · The firm may not broker credit for the purpose of increasing the funds available for investment

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Einir Wyn Jones

  IRN EWJ01008

  • CF1 Director (AR) (18 Feb 2009 to 1 Oct 2014)
• Garth James Kerfoot Atherton

  IRN GJA00010

  • CF30 Customer (1 Nov 2007 to 25 Nov 2011)
  • CF21 Investment Adviser (1 Oct 2004 to 31 Oct 2007)
• Jane Louise Flemming

  IRN JLF01066

  • 11. Pension transfer specialist
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF30 Customer (13 Jun 2011 to 8 Dec 2019)
• John McKeegan

  IRN JXM00230

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (AR) (since 16 Feb 2009)
• Joseph Clintworth

  IRN JXC00233

  • CF30 Customer (15 Jan 2013 to 16 Jun 2016)
• Kenneth Thomas

  IRN KXT00034

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 13 Dec 2012)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF10 Compliance Oversight (1 Oct 2004 to 8 Dec 2019)
  • CF1 Director (1 Oct 2004 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Oct 2004 to 31 Mar 2009)
  • CF21 Investment Adviser (1 Oct 2004 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Oct 2004 to 8 Dec 2019)
• Mark Jameson Liggett

  IRN MJL00024

  • CF21 Investment Adviser (1 Oct 2004 to 7 Sep 2007)
• Nigel Lloyd Dooley

  IRN NLD00004

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• William Donnelly

  IRN WXD00041

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• William Thomas Mulvaney

  IRN WTM00004

  • CF30 Customer (1 Nov 2007 to 12 Dec 2008)
  • CF21 Investment Adviser (20 Sep 2007 to 31 Oct 2007)

• Atlas Mortgages Ltd

  FRN 465665 · Appointed 16 Feb 2009

• Joseph Clintworth (no longer appointed)

  FRN 512400 · Appointed 19 Nov 2012 · Until 16 Jun 2016

• James Rawling (no longer appointed)

  FRN 514233 · Appointed 24 Oct 2012 · Until 15 May 2015

No changes recorded yet.