abrdn Alternative Funds Limited

• Principal Place of Business

  1 George Street

  Edinburgh

  Midlothian

  EH2 2LL

  UNITED KINGDOM

  Phone

  +441313729444

  Web

  https://www.aberdeeninvestments.com

• Complaints Contact

  1 George Street

  Edinburgh

  Midlothian

  EH2 2LL

  UNITED KINGDOM

  Phone

  +441313729444

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Cameron Bentley

  IRN DCB01054

  • CF14 Risk Assessment (8 Nov 2006 to 31 Dec 2006)
  • CF10 Compliance Oversight (8 Nov 2006 to 31 Dec 2006)
  • CF15 Internal Audit (8 Dec 2005 to 8 Nov 2006)
• David Campbell Scott

  IRN DCS01059

  • [FCA CF] Manager of certification employee (16 Aug 2022 to 21 Mar 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 21 Mar 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 21 Mar 2025)
• David Joyce

  IRN DXJ01511

  • [FCA CF] Material risk taker (since 1 Jan 2023)
• David Mitchell

  IRN DXM00558

  • [FCA CF] Significant management (1 Sep 2021 to 1 Nov 2021)
• David Patrick Denis Marie Mouille

  IRN DXM00667

  • [FCA CF] Significant management (since 11 Feb 2022)
  • [FCA CF] Material risk taker (since 11 Feb 2022)
  • [FCA CF] Manager of certification employee (11 Feb 2022 to 6 Mar 2023)
• David Stephen Upton

  IRN DXU00007

  • [FCA CF] Significant management (15 Nov 2021 to 22 Apr 2022)
• David Thorburn Cumming

  IRN DTC01018

  • CF1 Director (9 Feb 2005 to 28 Oct 2016)
• Deborah Ann Harris

  IRN DAH01118

  • [FCA CF] Material risk taker (21 Jul 2021 to 21 Jun 2022)
  • [FCA CF] Significant management (4 Mar 2021 to 21 Jun 2022)
• Denise Elisabeth Thomas

  IRN DET01021

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Dec 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Dec 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2023)
  • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
  • CF1 Director (4 Jul 2016 to 8 Dec 2019)
• Devan Kaloo

  IRN DXK01171

  • [FCA CF] Material risk taker (since 1 Jan 2023)

No changes recorded yet.