David Thorburn Cumming

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Newton Investment Management Limited

    FRN 119331

    • [FCA CF] Material risk taker (since 1 Dec 2022)
    • [FCA CF] Manager of certification employee (since 23 Mar 2022)
    • [FCA CF] Client dealing (since 23 Mar 2022)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 8 Jun 2021)
    • CF29 Significant management (1 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (4 Jan 2018 to 8 Dec 2019)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Jun 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Jun 2021)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • CF30 Customer (1 Nov 2007 to 10 Mar 2017)
    • CF1 Director (21 Jun 2004 to 31 Mar 2017)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • CF1 Director (9 Feb 2005 to 28 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.