Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Gulf International Bank (UK) Limited
FRN 124772
- [FCA CF] Client dealing (since 1 Mar 2024)
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- [FCA CF] Material risk taker (21 Jul 2021 to 21 Jun 2022)
- [FCA CF] Significant management (4 Mar 2021 to 21 Jun 2022)
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- [FCA CF] Material risk taker (21 Jul 2021 to 21 Jun 2022)
- [FCA CF] Significant management (9 Dec 2019 to 21 Jun 2022)
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- [FCA CF] Material risk taker (21 Jul 2021 to 21 Jun 2022)
- [FCA CF] Significant management (4 Mar 2021 to 21 Jun 2022)
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- [FCA CF] Material risk taker (21 Jul 2021 to 21 Jun 2022)
- [FCA CF] Significant management (9 Dec 2019 to 21 Jun 2022)
- CF30 Customer (1 Mar 2011 to 3 Jan 2013)
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- [FCA CF] Material risk taker (21 Jul 2021 to 21 Jun 2022)
- [FCA CF] Significant management (4 Mar 2021 to 21 Jun 2022)
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- [FCA CF] Material risk taker (21 Jul 2021 to 21 Jun 2022)
- [FCA CF] Significant management (4 Mar 2021 to 21 Jun 2022)
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- [FCA CF] Significant management (4 Mar 2021 to 21 Jun 2022)
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- CF30 Customer (1 Jul 2010 to 13 Dec 2010)
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- CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.