Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (27 May 2010 to 29 Apr 2011)
- CF10 Compliance Oversight (8 Nov 2006 to 31 Dec 2006)
- CF14 Risk Assessment (8 Nov 2006 to 31 Dec 2006)
- CF15 Internal Audit (8 Dec 2005 to 8 Nov 2006)
- CF2 Non Executive Director (31 Oct 2004 to 10 Nov 2006)
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- CF14 Risk Assessment (8 Nov 2006 to 31 Dec 2006)
- CF10 Compliance Oversight (8 Nov 2006 to 31 Dec 2006)
- CF15 Internal Audit (8 Dec 2005 to 8 Nov 2006)
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- (4)CF14 Risk Assessment (8 Nov 2006 to 31 Dec 2006)
- (5)CF10 Compliance Oversight (8 Nov 2006 to 31 Dec 2006)
- (3)CF15 Internal Audit (8 Dec 2005 to 8 Nov 2006)
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- CF10 Compliance Oversight (8 Nov 2006 to 31 Dec 2006)
- CF14 Risk Assessment (8 Nov 2006 to 31 Dec 2006)
- CF15 Internal Audit (16 Oct 2002 to 20 Oct 2003)
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- CF10 Compliance Oversight (8 Nov 2006 to 31 Dec 2006)
- CF14 Risk Assessment (8 Nov 2006 to 31 Dec 2006)
- CF15 Internal Audit (8 Dec 2005 to 8 Nov 2006)
- CF2 Non Executive Director (16 Mar 2002 to 29 Nov 2002)
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- CF10 Compliance Oversight (8 Nov 2006 to 31 Dec 2006)
- CF14 Risk Assessment (8 Nov 2006 to 31 Dec 2006)
- CF15 Internal Audit (7 Mar 2006 to 8 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.