Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • SMF24 Chief Operations (8 Feb 2023 to 21 Mar 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Feb 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 8 Feb 2023)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • SMF24 Chief Operations (8 Feb 2023 to 21 Mar 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Feb 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 8 Feb 2023)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • SMF24 Chief Operations (8 Feb 2023 to 21 Mar 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Feb 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 8 Feb 2023)
  • abrdn Life and Pensions Limited (no longer approved here)

    FRN 187323

    • SMF24 Chief Operations (8 Feb 2023 to 21 Mar 2025)
    • [FCA CF] Significant management (16 Jun 2020 to 8 Feb 2023)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • SMF24 Chief Operations (8 Feb 2023 to 21 Mar 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Feb 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 8 Feb 2023)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • SMF24 Chief Operations (8 Feb 2023 to 21 Mar 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Feb 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 8 Feb 2023)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

    FRN 623682

    • [FCA CF] Material risk taker (1 Jan 2023 to 21 Mar 2025)
    • [FCA CF] Manager of certification employee (16 Aug 2022 to 21 Mar 2025)
    • [FCA CF] Significant management (30 Mar 2022 to 21 Mar 2025)
  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • [FCA CF] Manager of certification employee (16 Aug 2022 to 21 Mar 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Mar 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 21 Mar 2025)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Manager of certification employee (16 Aug 2022 to 31 Mar 2024)
    • [FCA CF] Significant management (30 Mar 2022 to 31 Mar 2024)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Manager of certification employee (16 Aug 2022 to 1 Sep 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.