Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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abrdn Fund Managers Limited
FRN 121803
- [FCA CF] Manager of certification employee (since 1 Jan 2023)
- [FCA CF] Material risk taker (since 1 Jan 2023)
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abrdn Alternative Funds Limited
FRN 143445
- [FCA CF] Material risk taker (since 1 Jan 2023)
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abrdn Investments Limited
FRN 121891
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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abrdn Investment Management Limited
FRN 188406
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF30 Customer (4 Apr 2018 to 8 Dec 2019)
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- [FCA CF] Material risk taker (1 Jan 2023 to 26 Apr 2024)
- [FCA CF] Manager of certification employee (9 Aug 2021 to 26 Apr 2024)
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- [FCA CF] Material risk taker (1 Jan 2023 to 26 Apr 2024)
- [FCA CF] Manager of certification employee (9 Aug 2021 to 26 Apr 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.