Denise Elisabeth Thomas

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • T. Rowe Price International Ltd

    FRN 194667

    • SMF3 Executive Director (since 1 Dec 2023)
    • SMF24 Chief Operations (since 1 Dec 2023)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • SMF24 Chief Operations (5 Jan 2023 to 17 Nov 2023)
    • SMF3 Executive Director (4 May 2022 to 23 Nov 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 4 May 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 4 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 May 2022)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • SMF24 Chief Operations (5 Jan 2023 to 17 Nov 2023)
    • SMF3 Executive Director (1 Feb 2021 to 23 Nov 2023)
  • abrdn Life and Pensions Limited (no longer approved here)

    FRN 187323

    • SMF24 Chief Operations (5 Jan 2023 to 17 Nov 2023)
    • [FCA CF] Significant management (1 Jul 2022 to 5 Jan 2023)
    • [FCA CF] Manager of certification employee (26 Mar 2020 to 24 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 11 Dec 2018)
    • [FCA CF] Material risk taker (10 Dec 2018 to 9 Sep 2021)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • SMF24 Chief Operations (5 Jan 2023 to 17 Nov 2023)
    • SMF3 Executive Director (1 Feb 2021 to 23 Nov 2023)
    • CF13 Finance (1 Mar 2004 to 2 Mar 2005)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • [FCA CF] Significant management (1 Jul 2022 to 1 Dec 2023)
    • [FCA CF] Material risk taker (1 Jul 2022 to 1 Dec 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Feb 2022)
  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Dec 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Dec 2023)
    • CF1 Director (4 Jul 2016 to 8 Dec 2019)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • [FCA CF] Material risk taker (9 Dec 2019 to 24 Feb 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 24 Feb 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Feb 2022)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Feb 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 24 Feb 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 24 Feb 2022)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Material risk taker (9 Dec 2019 to 24 Feb 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 24 Feb 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Feb 2022)
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Recent activity

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