ABERDEEN PORTFOLIO SOLUTIONS LIMITED

• Principal Place of Business

  280 Bishopsgate

  London

  EC2M 4AG

  UNITED KINGDOM

  Phone

  +442074636000

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Client Servicing

  Sunderland

  SR43 4EE

  UNITED KINGDOM

  Phone

  +443452791001

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Cathryn Marsh

  IRN CXM01125

  • [FCA CF] Significant management (11 Sep 2024 to 31 Mar 2026)
• Claire Emma Catherine Marshall

  IRN CEM01029

  • [FCA CF] Material risk taker (1 Jan 2023 to 15 Feb 2026)
  • [FCA CF] Significant management (14 Mar 2022 to 15 Feb 2026)
  • [FCA CF] Manager of certification employee (14 Mar 2022 to 15 Feb 2026)
• Claire Kathryn Hainey

  IRN CXH00412

  • [FCA CF] Significant management (23 Aug 2021 to 22 Jan 2023)
• Colin McAdam

  IRN CXM00344

  • [FCA CF] Significant management (9 Dec 2019 to 16 Nov 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 16 Nov 2020)
• Colin McCracken Dyer

  IRN CMD00005

  • [FCA CF] Significant management (17 Feb 2023 to 11 Jan 2024)
  • SMF3 Executive Director (12 Mar 2021 to 17 Feb 2023)
  • Responsible for Insurance Distribution (12 Mar 2021 to 17 Feb 2023)
  • [FCA CF] Manager of certification employee (1 Mar 2021 to 12 Mar 2021)
• Cuan Michael Tait

  IRN CMT01104

  • [FCA CF] Client dealing (30 Sep 2021 to 1 Jan 2022)
  • [FCA CF] Functions requiring qualifications (30 Sep 2021 to 1 Jan 2022)
• Darren Patrick Ripton

  IRN DPR01047

  • [FCA CF] Functions requiring qualifications (1 Oct 2024 to 8 Aug 2025)
  • SMF3 Executive Director (4 Aug 2023 to 7 Aug 2025)
  • [FCA CF] Manager of certification employee (4 May 2023 to 4 Aug 2023)
  • [FCA CF] Client dealing (1 Mar 2021 to 8 Aug 2025)
• Daryl Kaye

  IRN DXK01797

  • [FCA CF] Material risk taker (since 19 Nov 2024)
  • [FCA CF] Manager of certification employee (since 19 Nov 2024)
  • [FCA CF] Significant management (23 Sep 2024 to 24 Sep 2024)
• David Campbell

  IRN DXC02379

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Aug 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Aug 2021)
  • CF30 Customer (2 Nov 2018 to 8 Dec 2019)
• David Campbell Scott

  IRN DCS01059

  • [FCA CF] Material risk taker (1 Jan 2023 to 21 Mar 2025)
  • [FCA CF] Manager of certification employee (16 Aug 2022 to 21 Mar 2025)
  • [FCA CF] Significant management (30 Mar 2022 to 21 Mar 2025)

No changes recorded yet.