Daryl Kaye

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Fund Managers Limited

    FRN 121803

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jan 2025)
    • [FCA CF] Significant management (23 Sep 2024 to 2 Jan 2025)
  • abrdn Investments Limited

    FRN 121891

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jan 2025)
    • [FCA CF] Significant management (23 Sep 2024 to 2 Jan 2025)
  • abrdn Alternative Funds Limited

    FRN 143445

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jan 2025)
    • [FCA CF] Significant management (23 Sep 2024 to 2 Jan 2025)
  • Elevate Portfolio Services Limited

    FRN 144849

    • SMF7 Group Entity Senior Manager (since 3 Jan 2025)
    • [FCA CF] Significant management (23 Sep 2024 to 2 Jan 2025)
  • abrdn Life and Pensions Limited

    FRN 187323

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jan 2025)
    • [FCA CF] Significant management (23 Sep 2024 to 2 Jan 2025)
  • abrdn Investment Management Limited

    FRN 188406

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jan 2025)
    • [FCA CF] Significant management (23 Sep 2024 to 2 Jan 2025)
  • ABERDEEN PLATFORM LIMITED

    FRN 188796

    • SMF7 Group Entity Senior Manager (since 3 Jan 2025)
    • [FCA CF] Significant management (23 Sep 2024 to 2 Jan 2025)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED

    FRN 623682

    • [FCA CF] Material risk taker (since 19 Nov 2024)
    • [FCA CF] Manager of certification employee (since 19 Nov 2024)
    • [FCA CF] Significant management (23 Sep 2024 to 24 Sep 2024)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Sep 2021 to 23 Sep 2024)
    • [FCA CF] Material risk taker (21 Jul 2021 to 18 Sep 2021)
    • [FCA CF] Significant management (22 Apr 2020 to 18 Sep 2021)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Sep 2021 to 23 Sep 2024)
    • [FCA CF] Material risk taker (21 Jul 2021 to 18 Sep 2021)
    • [FCA CF] Significant management (22 Apr 2020 to 18 Sep 2021)
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