Claire Emma Catherine Marshall

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • SMF5 Head of Internal Audit (16 Jun 2025 to 15 Feb 2026)
    • [FCA CF] Material risk taker (25 Apr 2024 to 16 Jun 2025)
    • [FCA CF] Significant management (25 Apr 2024 to 16 Jun 2025)
    • SMF7 Group Entity Senior Manager (14 Mar 2023 to 25 Apr 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 May 2021)
    • CF30 Customer (4 Apr 2018 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • SMF5 Head of Internal Audit (16 Jun 2025 to 15 Feb 2026)
    • [FCA CF] Material risk taker (25 Apr 2024 to 16 Jun 2025)
    • [FCA CF] Significant management (25 Apr 2024 to 16 Jun 2025)
    • SMF7 Group Entity Senior Manager (14 Mar 2023 to 25 Apr 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 May 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (14 Mar 2003 to 31 Oct 2007)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • SMF5 Head of Internal Audit (25 Apr 2024 to 15 Feb 2026)
    • SMF7 Group Entity Senior Manager (14 Mar 2023 to 25 Apr 2024)
    • SMF3 Executive Director (30 Dec 2021 to 25 Jan 2022)
    • [FCA CF] Significant management (4 Mar 2021 to 14 Mar 2023)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • SMF5 Head of Internal Audit (25 Apr 2024 to 15 Feb 2026)
    • SMF7 Group Entity Senior Manager (14 Mar 2023 to 25 Apr 2024)
  • abrdn Life and Pensions Limited (no longer approved here)

    FRN 187323

    • SMF5 Head of Internal Audit (25 Apr 2024 to 15 Feb 2026)
    • SMF7 Group Entity Senior Manager (14 Mar 2023 to 25 Apr 2024)
    • [FCA CF] Significant management (4 Mar 2021 to 14 Mar 2023)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • SMF5 Head of Internal Audit (25 Apr 2024 to 15 Feb 2026)
    • SMF7 Group Entity Senior Manager (14 Mar 2023 to 25 Apr 2024)
  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • [FCA CF] Material risk taker (1 Jan 2023 to 15 Feb 2026)
    • [FCA CF] Manager of certification employee (14 Mar 2022 to 15 Feb 2026)
    • [FCA CF] Significant management (4 Mar 2021 to 15 Feb 2026)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Material risk taker (1 Jan 2023 to 1 Sep 2023)
    • [FCA CF] Significant management (14 Mar 2022 to 1 Sep 2023)
    • [FCA CF] Manager of certification employee (14 Mar 2022 to 1 Sep 2023)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • [FCA CF] Material risk taker (1 Jan 2023 to 26 Apr 2024)
    • [FCA CF] Manager of certification employee (14 Mar 2022 to 26 Apr 2024)
    • [FCA CF] Significant management (4 Mar 2021 to 26 Apr 2024)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

    FRN 623682

    • [FCA CF] Material risk taker (1 Jan 2023 to 15 Feb 2026)
    • [FCA CF] Significant management (14 Mar 2022 to 15 Feb 2026)
    • [FCA CF] Manager of certification employee (14 Mar 2022 to 15 Feb 2026)
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